This Thesis demonstrates that an accurate description of a symmetry-invariant single-band Mott insulator within the ghost-Gutzwiller approximation necessitates the existence of in-gap single-particle modes that are strictly pinned at the chemical potential and carry no spectral weight in the physical single-particle excitation. Throughout the Thesis, we have endeavored to demonstrate that these zero-weight modes, rather than being a mere technical artifact of the variational construction, behave as genuine hidden quasiparticles, with measurable consequences whenever the insulator is perturbed, and which can be legitimately regarded as the sought- after Anderson’s spinons. Two case studies substantiate this claim. First, at the interface between a paramagnetic Mott insulator and a metal, these spinons reacquire charge and thereby spectral weight, hybridize with the metal and form heavy-fermion bands confined to a surface layer whose depth diverges with a mean-field critical exponent on approaching the Mott transition. This behavior is consistent with photoemission evidence of ambipolar in-gap states induced by surface doping of Ca2 RuO4 . Second, we have demonstrated that the symmetry-invariant Mott insulator stabilized within the ghost-Gutzwiller approximation exhibits a paramagnetic response in the presence of a Zeeman spin-splitting field. Remarkably, the spin magnetization m is carried entirely by the zero-weight modes, while the Hubbard bands remain unpolarized. The quadratic rise of the total energy, E(m) − E(0) ∼ m2 , suggests that these hidden quasiparticles indeed possess a bandwidth that becomes the antiferromagnetic exchange J = 4t2 /U in the strong coupling limit, as expected for the spinons. Conversely, when symmetry is allowed to spontaneously break, and the single-band model allowed to become the expected antiferromagnetic insulator, the above exotic insulator gives way to a more conventional Hartree-Fock-like band insulator. Nevertheless, we can still stabilize antiferromagnetic solutions with tunable deviation from the Hartree-Fock limit, quantified through the local mutual information, which might better represent realistic antiferromagnets where quantum fluctuations are not negligible. Taken together, these results demonstrate the ghost-Gutzwiller approach as a feasible variational method to explore the hidden excitations of Mott insulators, paving the way for future research into their unique properties.
Unconventional Properties of Mott Insulators from the Ghost Gutzwiller Approximation / Tagliente, A.M.. - (2026 Sep 14).
Unconventional Properties of Mott Insulators from the Ghost Gutzwiller Approximation
TAGLIENTE, ANTONIO MARIA
2026-09-14
Abstract
This Thesis demonstrates that an accurate description of a symmetry-invariant single-band Mott insulator within the ghost-Gutzwiller approximation necessitates the existence of in-gap single-particle modes that are strictly pinned at the chemical potential and carry no spectral weight in the physical single-particle excitation. Throughout the Thesis, we have endeavored to demonstrate that these zero-weight modes, rather than being a mere technical artifact of the variational construction, behave as genuine hidden quasiparticles, with measurable consequences whenever the insulator is perturbed, and which can be legitimately regarded as the sought- after Anderson’s spinons. Two case studies substantiate this claim. First, at the interface between a paramagnetic Mott insulator and a metal, these spinons reacquire charge and thereby spectral weight, hybridize with the metal and form heavy-fermion bands confined to a surface layer whose depth diverges with a mean-field critical exponent on approaching the Mott transition. This behavior is consistent with photoemission evidence of ambipolar in-gap states induced by surface doping of Ca2 RuO4 . Second, we have demonstrated that the symmetry-invariant Mott insulator stabilized within the ghost-Gutzwiller approximation exhibits a paramagnetic response in the presence of a Zeeman spin-splitting field. Remarkably, the spin magnetization m is carried entirely by the zero-weight modes, while the Hubbard bands remain unpolarized. The quadratic rise of the total energy, E(m) − E(0) ∼ m2 , suggests that these hidden quasiparticles indeed possess a bandwidth that becomes the antiferromagnetic exchange J = 4t2 /U in the strong coupling limit, as expected for the spinons. Conversely, when symmetry is allowed to spontaneously break, and the single-band model allowed to become the expected antiferromagnetic insulator, the above exotic insulator gives way to a more conventional Hartree-Fock-like band insulator. Nevertheless, we can still stabilize antiferromagnetic solutions with tunable deviation from the Hartree-Fock limit, quantified through the local mutual information, which might better represent realistic antiferromagnets where quantum fluctuations are not negligible. Taken together, these results demonstrate the ghost-Gutzwiller approach as a feasible variational method to explore the hidden excitations of Mott insulators, paving the way for future research into their unique properties.I documenti in IRIS sono protetti da copyright e tutti i diritti sono riservati, salvo diversa indicazione.


